Fakes, Falsifications and Failures of Connoisseurship

2017 marks the twenty-fifth anniversary of ArtWatch International and, today, the tenth anniversary of the death of its founder, Professor James Beck. This year, the eleventh anniversary of Beck’s From Duccio to Raphael: Connoisseurship in Crisis, will see the ninth annual James Beck Memorial Lecture (in London) and publication of the proceedings of the 2015 ArtWatch UK, LSE Law, and the Center for Art Law conference “Art, Law and Crises of Connoisseurship” – which examined the crises from the perspectives of artists, scholars, scientists, and lawyers.
During the early 1990s Michelangelo restoration battles we soon saw misattributions and restoration injuries as twinned failures of connoisseurship. Subsequent events confirmed that analysis and vindicated our warnings on toxic attributions [1]. Our recent protracted silence covered studies of the present fakes/connoisseurship malaise and the results will be published during the year.
Above, Figs. 1 and 2: restoration degradations to two Klimt paintings – his Danae of 1907-08, as seen before 1956 and today; and his oil on canvas Portrait of Margaret Stonborough-Wittgenstein, as seen, left in 1905 when not-yet finished and subsequently in 1911, pre-1956 and today.
The starburst of exposed fakes that brought down New York’s (unrepentant) House of Knoedler, embarrassed ancient firms like Colnaghi’s and venerable publications like the Burlington Magazine has also humiliated the Louvre, the National Gallery, the Metropolitan Museum, the British Museum, the Art Institute of Chicago, the Tate, the Galleria Nazionale in Parma, the Van Gogh Museum and the Kunsthistorisches Museum in Vienna. On 11 April the FBI warned there could be hundreds more fakes in circulation in addition to the forty the agency has identified from a single forger who donated works to the Smithsonian American Art Museum, the Los Angeles County Museum, the Museum of Fine Arts, Boston, and the Detroit Institute of Arts. Had the FBI prosecuted the forger Ken Perenyi there might have been as many embarrassments again [2]. The problem of fakes occurs online, on land, and at sea outside of legal jurisdictions, as Anthony Amore has shown in his 2015 compendium of scams, The Art of the Con.
Above, Fig. 3, Klimt’s 1907-08 The Kiss, (detail) as seen before 1956 (top) and today.
With fakes and restoration injuries, the latter are greatly more destructive. Misattributions can be corrected, money can be paid back. However it might be ascribed at a given moment, the work of art – the art object – remains its own prime document (insofar as restorers permit). Sometimes restoration injuries are localised within a work, sometimes they are overall and catastrophic. Successive damaging restorations compound injuries and falsifications irreversibly (as seen above with Klimt and below with Renoir, Degas and Michelangelo). Slow cumulative damages are perhaps more serious than abrupt aberrant mistreatments that draw immediate notice. Scholars who shy from considerations of condition [3] must proceed on the premise that what is today is what originally was – an untenable view given that every restorer loves to undo and redo the works of predecessors but does so at a yet further remove from the work’s original condition and artistic milieu.
RESPONSES TO THE PRESENT ATTRIBUTIONS CRISIS
Responses to the attributions crisis have ranged from panic through self-exculpation and blame-casting to denial and cheerleading assurances of future streams of discoveries from sleeper/hunters. This is not an exclusively art market problem. Its roots are deeper and wider. The market trades objects on what others claim them to be. There has been concern among leading experts over the trade’s capacities of recognition and discrimination because of a precipitate decline in hands-on objects-informed expertise within the academic and museum spheres which have traditionally underpinned market activity [4]. Where Sotheby’s swiftly refunded purchases and took technical precautions, public museums are still flaunting restoration-wrecked pictures [5] and dubious attributions [6]. Much of art historical academia absents itself, fretting over alleged “engendered gazes”, for example, while missing (or disregarding) restoration-wrecked Renoirs and Klimts.
Above (top), Fig. 4, Klimt’s portrait of his niece Helene in 1956 and in 2007. Above, a detail of Klimt’s Judith II (Salome) of 1909, as published in 1956 (left) and in 1985 (Gustav Klimt ~ Women).
Below (left), Fig. 5, a detail of Renoir’s La Loge, as seen in 1921 and in the Courtauld Gallery’s 2008 exhibition catalogue Renoir at the Theatre – Looking at La Loge.
MUSHROOMING MARKETS
Without the cover of museums’ previously thought invincible technical authority, the mechanics of error are suddenly in plain view. To repeat our warnings, three years ago in “Art’s Toxic Assets and a Crisis of Connoisseurship” we wrote:
“‘Buy land’, Mark Twain advised, ‘they’re not making it anymore’. This logic ought to apply to the old masters but does not. Land makes sound investment not only because of its scarcity and its potential for development but because, in law-abiding societies, it comes fixed with legally defendable boundaries… Attributions, however, are neither guaranteed nor immutable. They are made on mixtures of professional judgement, artistic appraisal, art critical conjecture and, sometimes, wishful thinking or deceiving intent. They remain open to revision, challenge, manipulation or abuse… as some buyers later discover to their cost. Buyers are advised in the small print to beware and proceed on their own judgement… few people would dream of buying a house without legal searches and a structural survey.”
Eleven years ago we noted: “…The artists themselves may be dead but their works proliferate. As recently as the 1960s, 250 sheets of drawings were accepted as authentic Michelangelo. Today, over 600 sheets are. Such increases are fed not so much by forgery or the discovery of genuinely long-lost original works (both of which occur) but by a too-ready upgrading of copies, or studio works, to ‘original’ status.” [7.]
Three years ago we warned that buying old master paintings could be riskier than buying second-hand cars and asked for vendors to be required to disclose all that is known about a work’s provenance and restoration history (13 August 2014, letter, the Times – Fig.6, above). At the time we received silence. This month the art market blogger, Marion Maneker, complained (Art Market Monitor, 2 May 2017) that:
“The Financial Times has yet another ‘How Transparent Is the Art Market?’ story written by an announced participant in an upcoming art market regulation conference revealed in the pages of the Financial Times the week before. Considering the amount of interest the FT has shown in regulating the art market, one would expect the international business newspaper to have some proposals about how to police the trade.” See Georgina Adams, “How transparent is the art market”. Where Maneker complained: “The closest the story comes to offering ideas is to compare the art market to the second-hand car market (unfavorably)” Adams had quoted two art world players who so liken the art market:
“The fundamental problem, according to the FBI’s art and antiquities special agent Meredith Savona, is the lack of records of ownership. ‘Even for cars, I can see who owned it for a certain period of time,’ she says. ‘In the art market there is nothing, no regulation. If someone will not tell you who was the previous owner there’s a reason. There needs to be a way of having records maintained for, say 20 or 30 years.’ This chimes with the stand taken by Nanne Dekking, a Dutch entrepreneur whose start-up Artory aims to bring more transparency to the market through catalogue raisonnés and provenance research – ‘In Holland there is a digital registry for second-hand cars – it’s obligatory to register, so if you buy a car you know exactly what you are getting’, he says. ‘…That’s the kind of transparency we’re after.”
In 2013 Dekking was appointed Sotheby’s Executive Vice President and Vice Chairman, Americas after eleven years with Wildenstein & Co. He is a board member of the Authentication in Art group which first welcomed and then rejected a proposed paper we had offered on the flaws of Technical Art History for a forthcoming AiA conference. We see open and freely published debate as a precondition to reforming a system that is proving unfit for purpose.
PROVENANCE RESEARCH
Georgina Adams also reported calls for a levy on art sales to fund independent bodies to establish and maintain standards in the protection of buyers but such suggestions, in our view, are unworkable. The art market is global and increasingly an arena of private/secret transactions. Taxes are levied by governments. How and by whom would levies be collected around the world, pooled and then disbursed? Who would guarantee the independence of such bodies? Would they be national or international and to whom would they be answerable? Would they charge fees to offset their own costs? Less problematic, much cheaper and perhaps more to the point would be for governments to give buyers enshrined statutory rights to be informed about what should appropriately be known when buying a work of art. Presently, vendors enjoy de facto rights not to disclose their identities; not to disclose how often and to what extent works have been made over by restorers.
CONCEALMENT OF IDENTITIES
In 1998 a pastiche Leonardo drawing was put on the market by Christie’s NY as “German School, early 19th century” and “the property of a lady”. When the work was claimed to be a Leonardo worth $200million (as the so-called “La Bella Principessa”) the lady concerned disclosed her identity and brought an action for damages against the auction house on what was only a claimed valuation, not a sale. Only then did we learn that the vendor was the widow of a painter/restorer (of Leonardo, among others) who had been an intimate of Bernard Berenson, helping him to conceal his collection from the Germans during the War, and the drawing’s only known owner. When the new owner, and Professor Martin Kemp, an AiA board member and a leading advocate of the Leonardo attribution, trawled the Berenson archives together in search of an earlier reference to the drawing they drew a blank. The drawing remains without history outside of the studio of the artist/restorer who is said to have restored it. Such is precisely the kind of information to which potential buyers should rightfully be privy.
THE LAW, SECRECY AND MAKING THE BONA FIDE FAKE
When the Art Newspaper examined the legal ramifications of the current crisis (“It’s time the art market got tough on fakes” 2 February 2017) it found no appetite for either external regulation or self-policing and a blithe acknowledgement that bad restorations convert bona fide pictures into effective forgeries:
“At the annual art-crime symposium held in November at New York University, participants agreed that the culprit was the market’s notorious secrecy. But discussions revealed deep divisions about what should be done. Insurers, auction houses, dealers and other players each have their own interests to protect in a market where, as one participant remarked, the ‘level of greed…is so great’.
‘Information is the currency of the art market,’ said lawyer Steven Thomas, the head of the art law practice at the Los Angeles law firm Irell & Manella. He offered an example showing how information was withheld in trying to close a sale. When one of his clients learned that an impressionist painting he was interested in had been restored so extensively it was no longer considered authentic, he confronted the dealer, a prominent New York gallerist. ‘Oh, you found out,’ was the cavalier response. Such is the attitude in a market where the burden of due diligence as a practical matter may fall on the buyer.”
ACKNOWLEDGING RESTORATION INJURIES TO SAVE AN ATTRIBUTION – AND THE PARAMOUNT IMORTANCE OF PHOTOGRAPHIC RECORDS
Secrecy on condition can tempt owners. Duncan Phillips privately admitted that his great Renoir The Luncheon of the Boating Party (detail below, Fig. 7) was so mauled by two pre-eminent restorers that it was rejected as authentic when loaned to the Louvre:
“Fortunately we were able to put them right because our friends had taken the precaution of filming their work on the canvas. I have a copy of the film which you’re welcome to view. In it you’ll notice actual colour stains coming off on the cotton swabs. But please, for God’s sake, don’t report this tragedy. It’s too dreadful.” [8.]
Today one can see on the painting where a colour in one part was introduced into the cracks of another area – and yet Phillips’s widow, Marjorie, wrote in her 1970 memoir Duncan Phillips and his Collection “the Sheldon Kecks, outstanding restorers, operated on the Renoir successfully!” We have asked the Phillips Collection’s director several times to see the film and the painting’s restoration records but always without reply. At the National Gallery, under the directorships of Charles Saumarez-Smith and Nicholas Penny, we were given permission to examine the historic and conservation dossiers of paintings with the kind and helpful assistance of the gallery’s librarians and archivists. In contrast, when we asked to see the records of the Bellini/Titian The Feast of the Gods at the National Gallery, Washington, the conservation department refused outright. A curatorial department was more open and supplied good-quality pre and post-restoration photographs of the painting’s states which enabled us to demonstrate losses of value during the cleaning (as at Fig. 8 below). We learn that a member of the gallery’s conservation staff keeps more sensitive photographic records at home for fear that they “might fall into the wrong hands”.
Above, Fig. 7: a page in the Autumn 2007 ArtWatch UK Journal published in memory of James Beck who died on 26 May 2007. In the same journal we published a comparison of a detail of the Feast of the Gods, as taken before cleaning (left) and after cleaning but before repainting – see Fig. 8, below:
SPURIOUS CONSERVATION SCIENCE
Above, top, Fig. 9: a detail from the National Gallery’s Renoir The Umbrellas before cleaning (left) and after cleaning in 1954. Below, Fig. 10, the face, after cleaning and restoring.
It should be clear to any scholar or connoisseur of paintings that the National Gallery cleaning was injurious, that the picture’s values and relationships were degraded and deranged – and yet the technical promises underpinning the restoration were “top-of-the-range” and authoritative. Cleaning was preceded by a physical and a chemical analysis of the painting by two gallery scientists who concluded that an “extremely thin” natural resin varnish could safely be removed “by solvents of a strength well below that likely to attack the paint film, which is resistant to the solvent action of pure acetone.” The scientists offered an additional assurance: “In the hands of a competent restorer [Norman Brommelle, husband of the National Gallery’s head of science, Joyce Plesters, was chosen] there is no reason to fear that the paint layers will be disturbed in the course of cleaning. Since, in this particular picture, there is no evidence of a linoxyn film, nor the presence of any resin in the medium, there is, in our opinion, no need to adopt any special precaution.”
Brommelle reported that the varnish was removed with a 3:1 turpentine/acetone mixture containing a small percentage of diacetone alcohol and that the last traces were removed with toluene but no one explained why an extremely thin varnish layer of no great antiquity needed to be removed. The cracks seen above at Fig. 10 were products of the cleaning (some local cracking had occurred previously where the canvas vibrated against a central stretcher bar on its regular exchanges between London and Dublin. (Technical information by courtesy of the National Gallery Conservation Department.)
THE TECHNICAL AND SCHOLARLY UNDERWRITING OF A FAKE AT THE NATIONAL GALLERY
One of the recently disclosed fakes, an “Orazio Gentileschi” (above right at Fig. 11 next to an authentic work), had been accepted by the National Gallery on a loan from its owner. When the now rejected no-history painting was withdrawn, the gallery justified its inclusion with the claim (Antiques Trade Gazette): “The gallery always undertakes due diligence research on a work coming on loan as well as a technical examination.” After this historical and technical examination, the Gallery label declared that “the poetic depiction of ‘David Contemplating the Head of Goliath’” had been produced by Gentileschi “for a collector’s cabinet” – an unsupported claim that, like “made for private devotion”, often serves as a flag of convenience for small recently-discovered old works without histories.
Above, Fig. 12, here we see a detail (top left) of the real Gentileschi David and (top right and below) the loan accepted as authentic by the National Gallery. If, instead of whatever technical and art historical examinations were carried out, the Gallery had run a few simple photo-comparative checks of the kind shown here, it should have been obvious to anyone with an alert eye that the picture in the top left had been the bona fide historical prototype for the other, markedly inferior and modern-looking, version. Qualitatively, they are not remotely co-equals: the one is a crude pastiche of the other. In every detail the chasm of quality should have identified the loan as a pastiche.
THE CONSEQUENCES OF (UNACKNOWLEDGED) RESTORATION INJURIES
Although this impostor has now been rejected from the National Gallery there is no redress for individual badly restored bona fide works – and often not even an acknowledgement of their plight. Nor is there any apparent means of stemming the swelling tide of destruction that masquerades as a conservation service while delivering incremental degradations of pictures, such as those that can be shown to have taken place in less than a century on what is now the Denver Art Museum’s Degas’ superb pastel and charcoal The Dancing Class or Dance Examination of 1880 below at Fig. 13. The first photograph in the sequence was published in 1918 (Degas, Paul Lafond) when the drawing was not yet forty and therefore likely to have been in an original or near-original state. The third photograph was published in 2002 in the catalogue to Degas and the Dance, a sponsored travelling exhibition organised by the American Federation of Arts (- the “the prime movers”), the Detroit Institute of Arts, and the Philadelphia Museum of Art. The show was curated by the leading Degas specialists Richard Kendall and Jill Devonyar.
The sequence of states at Fig. 13 above resembles a succession of an etching’s proof states in reverse: the most complete condition is seen in the oldest record and the most debilitated state is recorded most recently. If we make the most direct comparison with the earliest and the most recent records of this drawing, as at Fig. 14 below, the differences become startling and heartbreaking. What happens to one artist happens to all in turn, as was most shamefully seen to Michelangelo at the Sistine Chapel – see Fig. 15 where an early Anderson photograph of a lunette is shown with its post-restoration state. By such simple comparative means we can see/demonstrate that Degas and Michelangelo have not been restored or conserved so much as subjected to a cultural pathology – an infantile revulsion at or terror of darkness and a failure to appreciate that darkness, as artists appreciate, confers brilliance and radiance. Without shadows to relieve lights there is no great vivacity – art’s life-affirming gift. Our historic cultural legacy is being made over into a blander, more homogenised arbitrary colourfulness. With so much value and vivacity already lost in the Dance Class’s first century, who, if offered the chance, would today vote for “More of the same, please” in the next? Restorers can never put the clock back. They can only offer more of the same: yet further intensifications of hue and losses of form and space-creating tones.
THE INCALCULABLY VALUABLE TESTIMONY OF PHOTOGRAPHS
Photographic reproductions do not have to be taken as absolutely faithful replications to have great value as record – why else would they be published and consulted in such great numbers? They are particularly eloquent as witnesses when seen in company with predecessors and successors, because the patterns that successive images make disclose the truth about present conditions. The net consequence of restorations during the last much-photographed century can be seen/shown to have been gravely damaging, effectively washing away art’s pictorial strength, disrupting the internal relationships of individual works, rendering oeuvres capriciously erratic and incoherent and, thereby, creating spaces, opportunities and, even, seeming precedents for misattributions and outright fabrications.
COLOURS V TONES
Although we do not have a colour photograph to match the black and white Durand Ruel photograph published in 1918, we can, by juxtapositions, estimate the degrees of loss today. At Fig. 16 below, the top comparison shows that the bump on the head of the woman in the upper right-hand corner was formerly a red feathery hat decoration. It now survives as a smear of colour that, tonally, is almost indistinguishable from the wall behind. We can see in the greyscale comparison at the bottom that the red decoration had originally been given a halo. On his own declared pictorial statagems, we might deduce that Degas had used the pocket of red to create a triad of local counterpointing primary colours: red feathers, ochre spots and an intense dark blue ribbon bow. Certainly, speculations aside, since that date the ineffably soft back of the standing dancer’s tutu has both hardened and become see-through. The feathered, layered back of the bending dancer’s tutu has, on some bizarre and alien tidy-minded logic, been reduced a ghostly but sharp-edged right angle. Degas is leaving us, involuntarily. He learnt and extracted much from photography. Is it too much to ask that all scholars use our very great resources of photography and historic photographic evidence to calibrate the injuries done to his oeuvre and therefore more fully appreciate and give due account of Degas’ great and supremely fresh and audacious genius?
Certainly, the most urgent single reform needed in today’s crisis of connoisseurship lies in increasing the accessibility of photographic records of condition and treatments. In an age of electronically transmissible, high quality photographic images this would be easier to achieve and more instructive than ever before. There are no good reasons for institutions, owners and dealers continuing to sit on such material and thereby prevent people from seeing what’s what.
Michael Daley, 26 May 2017
Coming next: Degrading Degas and Michelangelo
ENDNOTES:
[1] We first used the term in connection with the so-called Stoclet Madonna, the Metropolitan Museum’s attributed Duccio, in “Toxic Attributions?” The Jackdaw March/April 2009.
[2] “In the end, after a five-year investigation and a mountain of evidence collected, no one, neither the two ‘conspirators’ nor I, was ever charged with a crime or indicted” – so wrote Ken Perenyi, in his 2012 memoir Caveat Emptor, p. 312.
[3] One scholar who has engaged on this territory with his pioneering book Condition:The Ageing of Art, Paul Taylor, incurred immediate wrath from some restorers who would claim monopoly rights on all discussions in the field, but a firm welcome elsewhere. Apollo noted that “There are unquestionably many art critics and even academic art historians for whom the material context of art, and particularly flat art, has become a rarefied field. That needs to change, if we are not to see total severance between those who work to preserve physical objects and those who claim to construe their meanings.”
[4] In a paper delivered at the ArtWatch UK/LSE/Centre for Art Law December 2015 conference (“Throwing the baby out with the bathwater”), Brian Allen, a former director of the Paul Mellon Centre for Studies in British Art (1992 to 2012) and Chairman of the Art Fund observed: “…increasingly, the only young connoisseurs emerging are to be found in the commercial art trade and this surely cannot be a desirable state of affairs. It might be argued that many of the best ‘eyes’ have always been in the art trade but, until recently, there was always a body of disinterested academic ‘experts’ to counterbalance commercial self-interest…” In the March 2017 Art Newspaper, Anna Somers Cocks, the paper’s Chairman and a former curator at the Victoria and Albert Museum, discloses that the V&A now considers the giving of opinions a drag on its curators’ time and devotes only three hours a month to it when, in the 1990s, it reserved two afternoons a week to telling the public what their heirlooms were. In the same issue of the Art Newspaper Mark Jones, a former director of the Victoria and Albert Museum, said that expertise, by which he meant “the ability to recognise and identify objects, surmise their history from their appearance, tell the genuine from the false and make judgements about quality” has become patchy, even rare, in museums. Mark Jones was the curator/organiser of the British Museum’s legendary 1990 exhibition “Fake? The Art of Deception”, the catalogue of which remains a seminal study in the field.
In response to Mark Jones the dealer Peter Nahum wrote in the April 2017 Art Newspaper (letter, “Dealers and curators should work together to spot fakes”):
“The art forger Shaun Greenhalgh and his father George visited my gallery in 1984. It was after 6pm and they offered me a painting they said was by Samuel John Peploe, for which I gave them a cheque. As soon as the banks opened at 9am the next morning I cancelled the cheque and called in the police. I was the first to report the family from Bolton for purveying a fake, 16 years before their arrest.
“When they were finally arrested, my cheque was still on their desk. I also advised Bolton Museum on the purchase of the painting by Thomas Moran and subsequently saved them from buying a fake watercolour purportedly by the same artist.
“I have long campaigned for the art and antiques trade and academics, especially those in museums, to work more closely together. Our job, as dealers, is to defend our clients against the legion of fakes and wrongly catalogued items on the market. As we are personally financially responsible for all transactions we make and advise on, we are the most vulnerable and, by necessity, the most careful. As a result we are often best placed to authenticate works.
“Academies and museums obviously have great experts on their staffs, but their prime focus is the history and provenance of objects and thus their visual skills often take a secondary position. When both professions work together, mistakes are lessened.
“I have made it my mission to track down and report those who make fake art, as they are the bane of our lives and can cost those who buy art a great deal of money. They are simply con-men extracting money from innocent people by deceit.
“As dealers, academics and collectors, we are all motivated to push the boundaries of our knowledge, and thus all of us are vulnerable to those who wish to take money under false pretences. We have to be constantly on our guard as each one of us will fall into one of the fakers’ traps sooner or later – we are all human after all.
“Thus, I applaud Mark Jones’s article: scholarly research is flourishing but curators’ ability to judge an object’s quality is not (The Art Newspaper Review, March, p.13) with two main comments. The painting by Samuel John Peploe was not sold, and academics have rarely been the greatest visual judges – that is more our job than theirs. That does not mean that there are not great visual experts in academia – of course there are – it simply means it has never been their primary function.
Peter Nahum.
Peter and Renate Nahum Agency (the Leicester Galleries), London.”
[5] See “From Veronese to Turner, Celebrating Restoration-Wrecked Pictures” and “Taking Renoir, Sterling and Francine Clark to the Cleaners” and THE ELEPHANT IN KLIMT’S ROOM and, finally, “Now let’s murder Klimt”.
[6] The National Gallery includes one of its most dubious and controversial attributions – the Rubens Samson and Delilah – in its list of 30 “must-see” pictures. There are more than twenty secure and superior works by Rubens in the gallery including the magnificent Minerva protects Pax from Mars (‘Peace and War’). When controversy broke over the attribution in 1997 the gallery’s director, Neil MacGregor, placed a statement next to the painting to explain why it looked like no other Rubens in the collection. Two special issues of the ArtWatch UK Journal have been devoted to this picture’s problems. See: “The Samson and Delilah ink sketch – cutting Rubens to the quick” and “Art’s Toxic Assets”
The National Gallery’s highlights list also includes the restoration-wrecked Bacchus and Ariadne by Titian, on which, see: “The Battle of Borja: Cecilia Giménez, Restoration Monkeys, Paediatricians, Titian and Great Women Conservators”
[7] “Oh Blessed Honthorst”, Michael Daley, ArtWatch UK Journal No. 21 Spring 2006 – a Rubens special issue dedicated to the National Gallery’s ascribed Rubens Samson and Delilah), p.4.
[8] As reported by Alexander Eliot, a former Time magazine art critic, in “A Conversation about Conservation”, The World and I (Volume: 15), June 2000.
Leonardo and the Growing Sleeper Crisis
Another day, another new Leonardo drawing – this time a St. Sebastian with a mismatched verso and recto, with as many legs as a millipede, and lashed in a gale-force wind to a tree set in a landscape of icebergs…
Above, Fig. 1. A newly proposed Leonardo whose problems will be the subject of our next post. See Scott Reyburn’s “An Artistic Discovery Makes a Curator’s Heart Pound”, the New York Times, 11 December 2016.
The old masters world is bursting with Leonardo “discoveries” that flaunt their five-century no-histories. (See Problems with “La Bella Principessa”~ Parts I, II and III; and, “Fake or Fortune: Hypotheses, Claims and Immutable Facts”. “Problems with La Bella Principessa ~ Part I: The Look”.) At the same time there is a near meltdown over a spate of recent high quality exposed fake “sleepers” and “discoveries”. Sotheby’s has hired its own in-house technical analyst to spot inappropriate materials in new-to-the-scene old masters so as to “help make the art market a safer place” (“FBI expert to head up Sotheby’s new anti-forgery unit”, 6 December 2016, the Daily Telegraph). This is no bad thing and the appointment has been universally welcomed when, following the fake Frans Hals affair, it is reportedly feared that 25 forgeries sold for up to £200million are on the walls of unsuspecting owners, and when the new Sotheby’s appointee had himself single-handedly unmasked 40 supposed modern masterpieces sold for £47million at the now deservedly gone Knoedler Gallery, New York.
The real crisis, however, is the product of failures of judgements even more than failures to carry out due diligence checks on the material components of works. It remains the case that aside from works instantly disbarred by technical diagnosis, identifying authorship and establishing authenticity will necessarily and inescapably continue to be a matter of professional judgement. (We hold that here is systemic methodological flaw in appraisals that has yet to be addressed.) Meanwhile, dealers, critics, scholars and collectors embarrassed by suspected fakes are left agonising: should they concede error and take a hit on credibility but thereby limit damage, or should they stand firm and double the risks?
Even professional sleeper-hunters are falling out in acrimonious fashion over rival BBC television platforms – sorry, programmes – with one said to believe the other jealous of his good looks and success: “It’s a copy: Fake or Fortune? Stars try to halt rival show”, Richard Brooks, Sunday Times, 4 December 2016.
One auctioneer shouts you’ve ruined my sale at a musical scholar on Radio4. “Sotheby’s view is shared by the majority of world renowned Beethoven scholars who have inspected the manuscript personally”, the Sotheby’s man insists when characterising a scholar’s refusal to come in to view the manuscript as “irresponsible” (“Sotheby’s give Beethoven expert an earful after copied manuscript row scuppers sale”, The Times, 30 November 2016.)
The charge is a red herring, we say: if errors in the manuscript are visible in an auction house’s high quality photographs, coming in to touch the paper will not make them go away. If the auction house’s (anonymous) world authority musical experts think there are no errors, we add, they should come forward and say so. A Cambridge professor of musical theory did step forward to affirm his endorsement of the manuscript but he also admitted having been bothered by an anomaly (“Sotheby’s expert admits doubts over Beethoven script”, The Times, 3 December 2016.) To Sotheby’s likely mortification, it was revealed that arch-rival Christie’s had refused to sell the score last year, after being unable to confirm its authenticity – “Beethoven manuscript row remains unfinished”, the Daily Telegraph, 30 November 2016: “There was some good news for Sotheby’s however as the auction house succeeded in breaking a new auction world record for another musical manuscript…Gustav Mahler’s complete Second Symphony (the ‘Resurrection’), written in the composer’s own hand…went for £4,546,250.”
“Sotheby’s catalogue was an artful dodge, claims Russian billionaire” – the Times, which reported on 8 December: “Mr Ivanov said that honest mistakes were understandable. The problem is at Sotheby’s the fakes are listed as the top lots and are published”. With experts in as much disarray as auction houses and dealer/broadcasters, what perfect timing, then, for the appearance of a new, cool and calm legal anatomy of the sleeper phenomenon and its associated problems of authentication.
Above, Fig. 2. In “The Sale of Misattributed Artworks at Antiques at Auction” by Anne Laure Bandle of the London School of Economics and a director of the Art Law Foundation (Geneva), we encounter a book greatly richer and more urgently required than what is simply “said on its tin”. This work, the product of a PhD at the LSE, deftly turns over the law with regard to art market workings as encountered and applied under three key (for the art market) systems of law, those of Swizterland, England and the United States. Under all three it is shown how the auctioneer’s primary duty is to the seller (the consignor) not the buyer. It follows therefore that failing to identify the proper status of a work of a work when conferring an attribution can/should carry penalties of compensation to the consignor. However, in response to this duty/financial danger, auctioneers insert massive disclaimers of liability into their contracts and attributions. These disclaimers are also widely appreciated in terms of warnings to buyers of a need to satisfy themselves of the validity, accuracy and reliability of any catalogue description before buying. Such self-protective clauses have consequences that can bite hard on those who apply them. For one thing, we would add, forgers have not been slow to notice them.
Above, Fig. 3. The American Ken Perenyi, cheekily called his 2012 Forger’s Memoir Caveat Emptor – The Secret Life of an American Forger. With little interest in consignors’ rights – he being both the knowing maker and the eager consignor of forgeries – Perenyi, after first studying the terminology of attributions in London auction house catalogues (“Attributed to; Signed; Studio of; Circle of; Manner of…”) swiftly moved to “Conditions of Business”; “Limited Warranty”; and thence “Terms and Conditions”. He reported (pp. 228-247) that when in London he noted that:
“In what can only be described as a masterpiece of duplicity, the terms and conditions made it clear (that is, if one has a law degree) that they warranted and guaranteed absolutely nothing. However, farther down, a paragraph entitled ‘Guarantee’ made it plain for even the most thickheaded. It stated: ‘Subject to the obligations accepted by Christie’s under this condition. Neither the seller Christie’s, its employees, or agents is responsible for the correctness of any statement as to the authorship, origin, date, age, size medium, attribution, genuiness, or provenance of any lot.’”
On return to the United States he then examined New York auction house catalogues: “Again and again we saw the phrase neither Christie’s nor the consignor make any representations as to the authorship or authenticity of any lot offered in this catalogue. ‘Hell, they don’t guarantee anything [over] here either!’ I said.”
After reading a paragraph on forgeries stating that if within five years of a sale the buyer could establish “scientifically” that a purchased painting was a fake, the “Sole Remedy” would be a refund of monies paid [- But for a cautionary case-in-point today, see UPDATE , below] Perenyi concluded the following: “A) Virtually nothing sold here was guaranteed to be what it claimed to be, B) Neither the auction house nor the seller assumed any responsibility whatsoever, C) Even if a buyer discovered a painting to be an outright fake, all he could do was ask for a refund, I came to the conclusion that this was an engraved invitation to do business.”
His late partner, José, concluded “Well, maybe we could save people the trouble of going to London and sell them [Perenyi’s forgeries] right here!”
In her new book, Dr Bandle carries the full terms and conditions of three auction houses (Christie’s, Koller Auctionen’s and Sotheby’s) as an appendix. She notes that notwithstanding disclaimers, such is the volume and reach of art sales that many art market players take auction house catalogues as reference points on the identification and evaluation of art and antiques and do so particularly with regard to attributions, confidence in which confers authority and engenders trust. In this regard the “sleeper”, as an under-identified and therefore under-valued work, is a special problem. A (conceptually subtle and fascinating) chapter is devoted to the sleeper’s elusive and problematic character. In fact, a delight of this book is its constant precision, economy and deftness of language in what is a perpetually shifting and re-forming arena where the market structures have both democratised and globalised the ownership of art but where buyers gathered from around the globe must compete in heated races to acquire multi-million valued art in spectacular shows of competitive bidding that are over in minutes. In a recent double television celebration of Christies-in-the-World, the term “buyer’s remorse” was heard in counterbalance to auctioneers’ seductively whispered advice to “think how terrible you will feel tomorrow if you don’t get this”.
A “sleeper” is first identified as being not a legal term but a figurative illustration of a legal problem. It is one that fleshes the notion that an artwork can remain a “dormant treasure” until it is properly identified. If not so identified, it stands dangerously (to auctioneers, and expensively to consignors) as a work that has been “undervalued and mislabelled due to an expert’s oversight and consequently undersold”. Sleepers are products of three types of error and each receives its own section. The extent to which restorations aiming and claiming to recover original conditions may alter objects and mislead authenticators is examined.
(But for our specialised concerns, recognition of the inherently problematic nature of restoration’s role in the identification and subsequent elevation of authenticity is a rare instance of under-examination in this book. Stripping off later materials does not in itself recover original states. It may disclose little more than badly damaged remains of an earlier, more “authentic” state. How much repainting, or “retouching” as it is euphemised, should be considered permissible before a worked-over sleeper approaches a forged recovery of authenticity? – See “A restorer’s aim – The fine line between retouching and forgery”.
It should be said that sensitivity in this arena is not an art market-confined problem: the Frick Museum does not publish the photograph below – Fig. 6 – of a stripped-down, not-yet repainted Vermeer that the Getty Institute holds and makes freely available – and many museums, in our experience, sit on photographs of their own restoration-wrecked paintings.)
Dr Bandle’s section on the relationship between sleepers and fakes or forgeries, between the unrecognised and the counterfeit, is adroitly introduced: “sleepers are the negative reflection of counterfeits: both are held as something that they are not.” Fine distinctions are drawn between a fake and a forgery. Both are characterised “negative concepts, referring, as they do, not to qualities but to their absences.” Before considering the legal status of sleepers, a fascinating examination is made of the tools and methods of attribution. So examined, too, are the hoped-for instruments of probity, the best-practice and ethical codes for authentication and dealing. Like auction house terms and conditions, ethical codes are shown carry their own disclaimers: “Similarly, the Swiss Association of Dealers in Antiques and Art contains a disclaimer of the attribution and appraisal’s accuracy.” (One hears a Perenyi expletive of delight here.) As for auction houses, while they “issue attributions in sale catalogues, they are not considered to be formal authentication reports”, whatever weight they might carry in the market and for buyers.
The section on the “Essence of Attribution” might be considered essential reading for all art market players and commentators, not least because the art market “greatly relies on scholarship”, and such expert appraisal is uniquely challenged “by the peculiarities of the art world” – one of which is that however long debates rage, scholars themselves “may very well never achieve a consensus”, in which case, the circularity is complete: “scholarship cannot halt during the art object’s identification process by establishing an attribution, not even temporarily”. Like painting the Forth Bridge, attributing an art object can be “an ongoing undertaking that never settles”. Existing attributions are constantly subject to challenge or revision.
The law itself can seem helpless or exasperated in the face of art world processes. Elusive notions of authenticity tax judges as well as scholars. With regard to establishing the merit or applicability of warranties of authenticity or the diligence of experts, even the admission of testimony is problematic within both Swiss civil law and the English and United States traditions of common law. Swiss courts can commission reports and instruct experts to answer set questions. Under common law conflicting parties support their rival positions by calling rival and conflicting experts. Courts may confine these adversarial jousts to “that which is reasonably required”. Under US Federal rules courts may exclude what they consider “unreliable expert testimony” and even when testimony is based on scientific principles it may be held acceptable only when these principles have “gained general acceptance”.
Under Swiss, English and United States jurisdictions alike, contractual relationships governing art auction sales are not clearly defined by law and are subject to scholarly debate (which, as mentioned, is a never-ending process). Further complications arise from the dual and conflicted position of the auctioneer. Does he really serve the buyer’s or the seller’s interest – or, somehow, both? In practice, we might think, he should/must aim to serve both since different people must always be persuaded any moment that it is a “good time” to sell and a “good time” to buy. Failures to recognise “sleepers” are the mirror image of failures to recognise fakes or forgeries: the one injures consignors’ interests, the other those of the buyer. But how to stay out of trouble as an auctioneer when case law results in unclear and unreliable notions of liability – and while there is a requirement to perform diligently but not one to produce to specific results?
By increments the law emerges as unfit for its presently allotted purpose in resolving sleeper disputes. Auctioneers are judged by standards predicated on what is little more than a fiction. Standards of performance must be interpreted on a case-by-case basis but these provide no benchmark in cases of sleepers sold at auctions. Aside from these problems, judges generally lack connoisseurship in art and art auction sales and may have difficulty in assessing authenticity and in reconstructing the attribution process – and while this is understandable because art connoisseurship and art market mechanisms are both highly sensitive and influential forces, judges, no matter how well educated and competent in other areas of the law, will struggle to redress a present structural imbalance between the interests of (favoured) buyers and (disfavoured) consignors.
Can applications of the law be made to work in this arena? Are alternatives to the law presently or potentially available? For answers to these questions it is necessary to read the concluding section of a timely book that will commend itself to Art’s players and watchers alike.
The Sale of Misattributed Artworks and Antiques at Auction, Anne Laure Bandle. ISBN: 978 1 78643 100 4 Price £100 or Web: £90
Michael Daley, 15 December 2016
UPDATE 17 December 2016
In the 17/18 December Financial Times “The Art Market”, Melanie Gerlis writes:
“ Art is notoriously a ‘buyer beware’ market, but even prolific professionals can get caught out. Micky Tiroche, a private dealer in London and co-founder of the Tiroche auction house in Israel, bought ‘Sun and Stars’, a gouache attributed to Alexander Calder, for £28,000 (with fees) at Bonhams, London in 2007. The purchase was made through his dealing company, Thomas Holdings, which has about 160 works on paper by Calder.
“In 2013, the gouache was submitted, along with other works, to the Calder Foundation in New York, which doesn’t officially authenticate the artist’s works but gives them an inventory number (known as an ‘A-number’ because the digits are prefixed with the letter A). ‘Sun and Stars’ was not given an A-number, making it effectively unsellable.
“Christie’s, Sotheby’s and now Bonhams will not sell Calder works that do not have an A-number.
“Tiroche, who buys frequently at Bonhams as well as elsewhere, says that he asked the auction house for a refund and was refused. He has suggested alternative, less visible ways of refunding (such as deducting its value from other works) and legal letters have been exchanged, but to no avail.
“A spokesman for Bonhams said: ‘It is [the auction house’s policy] not to discuss individual cases, beyond saying that we are in communication with Mr Tiroche’s company about the situation.”
Good Science; Over-Reaching Science; Over-Promoted Science.

On February 10th the Daily Telegraph published a letter from a professor of chemistry at University College London (Robin J. H. Clark) questioning the relationship between art and science in general terms and with regard to a supposed Chagall painting featured on a recent BBC Fake or Fortune television programme. Prof. Clark expressed particular concern over art world failures to heed the testimony of available scientific techniques.
In the late 1980s the UCL chemistry department had developed a non-invasive technique (“Raman microscopy”) for identifying both natural and synthetic pigments within paintings. Because the latter have known dates of invention, their presence in a picture can establish the earliest date at which it could have been produced. This technique is said by Prof. Clark to have been known to Sotheby’s by 1992. The Chagall painting, he pointed out, could have been exposed as a fake at any point in the last 20 years. He further reported that the painting was exposed as a forgery in his UCL laboratory in July last year in the presence of its owners and the presenters of Fake or Fortune:
“I am disappointed that neither of the presenters of Fake or Fortune made this clear. The conclusion that the painting is a forgery is based on our spectroscopic results, which showed that at least two of the key pigments had not been synthesized until the late Thirties, putting the earliest date for the painting at 1938, long after the supposed date of 1909-10.”
Because of the unequivocal nature of those technical findings, Prof. Clark (rightly) observed that the Chagall Committee in Paris, to which the painting was sent, had no option but to confirm the forgery. He also asked how art historians might be encouraged to read science journals so as be informed about “significant developments in science as applied to arts”. In part, his question is fair and urgent. The art market’s notorious governing trade dictum is caveat emptor (buyer beware) – while auctioneers and dealers may take every pain to verify their claims, it is ultimately for buyers to satisfy themselves that attributions and conditions are as described. Auctioneers can only submit works to (possibly disqualifying) technical analysis with owners’ permission. Dealers who buy at auctions almost invariably have works restored but are not required, when selling works on, to disclose which if any tests may have been run.
Support on the extent to which scientific (and also historical and visual) evidence is ignored or manipulated in the interests of “boosting financial rewards in attributing paintings to particular masters” was given in an Observer interview on February 23rd (“Revelealed: the art experts who pass fakes as authentic”) by Professor Martin Kemp, a Leonardo specialist. In the same report by Dalya Alberge, Nicholas Eastaugh, a leading independent scientist (of Art Access and Research), described the present climate as being both without standards and “totally unregulated. It’s a Wild West.”
However, much as we sympathised with Prof. Clark’s impatience with some art world practices, we could not endorse his call for a blanket acceptance of all scientific methods presently being applied to works of art. As we put it in a letter to the Daily Telegraph (published 12 February):
“Professor Robin Clark (letters February 10) calls for developments in science to be applied to art. If sound science is underused by the art trade, more questionable ‘scientific studies’ have been used for many years to offer assurances that picture-cleaners’ solvents have been a safe method of stripping varnishes and repaint from old pictures. As the current issue of the journal of the International Institute for Conservation of Historic and Artistic Works makes clear, the understanding in the art and museum world since the Sixties of how solvents work has been seriously flawed scientifically. Because important intermolecular interactions have been ignored, the theoretical model used cannot predict, as assumed, the actions of solvents on the underlying paints.”
History teaches that the many cumulative “scientific” defences of restorations have best been treated with scepticism. In 1977 Kenneth Clark admitted founding the National Gallery’s conservation science department precisely to bamboozle critics and dupe the public. In later years the Gallery pioneered a new mongrel discipline known as Technical Art History in which curators, conservators and conservation scientists pool expertises so as to arrive at some seemingly “scientifically underpinned” consensus on aesthetic decisions. In reality curators were glossing authority already-ceded to restorers. As the National Gallery restorer Helmut Ruhemann wrote in 1968: “Although the art historians in charge of pictures are officially responsible for the policies regarding cleaning, they naturally form their ideas in the first place from what they are told by their restorers.”
In its guides to conservation the National Gallery presently claims that while its restorations are carried out for aesthetic rather than conservation purposes, and while each restorer imposes a personal aesthetic taste on pictures, it considers all aesthetically various outcomes to be equally valid so long as they have been carried out “safely”. The contention that the (claimed) safety of cleaning methods can underwrite conflicting aesthetic outcomes is a non sequitur. Besides which, no claims have proved more unreliable than those of cleaning solvents’ safety.
The crucial and sometimes wilfully over-looked cultural truth is that there are no properly scientific means of comprehending art’s variously created aesthetic values and relationships. When reiterating this point in our post of 7 February 2014 (“From the Horse’s Mouth ~ Seventy years of worthless ‘science’ and reassurances on the safety of picture cleaning solvents”) we were able to disclose the most recent and most damning evidence of the un-soundness of past scientific endorsements of picture-cleaning solvents.
Notwithstanding these spectacular technical reverses, this month the press has been chocked with uncritical “Good News” accounts of scientific advances in the arts. Most newspapers and the BBC carried claims that scientists had “digitally reconstructed” the original appearance of a Renoir painting in which a former pink background had faded. By coincidence, this claimed miraculous virtual recovery had also been made by “a technique known as Surface-Enhanced Raman Spectroscopy (SERS)” carried out at the Art Institute of Chicago.
The BBC reported that “Northwestern University chemist Prof Richard Van Duyne pioneered SERS. He said the Renoir demonstrated why the Raman technique was fast becoming an invaluable tool for studying artworks: ‘You get tremendous information about the origins of the painting, the techniques of the artist, an understanding of the fading mechanism, and the ability to restore the painting.’” Note that speculative hypotheses are now being presented as sound platforms for restorations. In the art world it is frequently the dogs that don’t bark that matter most. Note that this wonder technique which addresses changes resulting from natural causes would seem to have no powers or potential with regard to the more common and much more seriously deleterious man-made changes made by restorers. Given that both types of injury are easily evident by eye to anyone lifing a picture out of its frame (see Figs. 2 and 3), the silence of “science” on the latter injuries can only seem self-compromising .
In a letter to the Times (February 17) we protested:
“The claim that scientists have recreated the original appearance of a Renoir painting (‘Laser technique shows masterpiece as Renoir intended’, Feb 14) is unfounded. All elements of a picture undergo natural changes over time. To these, further unnatural changes are added by restorers and their invasive paint-penetrating solvents. Compensating for a single faded pigment does not constitute a recovery of a picture’s original appearance. Rather, it offers a further falsification: a single artificially simulated ingredient within a remaining, generally altered and debilitated surviving whole.”
Our letter was accompanied by one from a Professor of Allergy and Clinical Immunology at Imperial College London, making a far-fetched claim that the fact that a synthetic red dye used in paintings had also helped in the discovery of an important white blood cell constituted an unusual “bridging [of] fine art and science”.
While Raman microscopy could certainly disprove the claimed date of the fake Chagall, it seriously misleads the public to present speculative and hypothetical digitally manipulated reconstructions as if literal recoveries of original conditions. On February 22nd the Economist reported an account of another digital re-mastering of real paintings delivered at this year’s meeting of the American Association for the Advancement of Science. The Economist too saw a bridging of the divide between art and science, which it likens to a resolution of the science/art schism of which the chemist and novelist C. P. Snow complained in his famous 1959 lecture “The Two Cultures”. The report also reveals, however, that what was presented as a recovery of the murals’ original conditions was in fact a double hypothetical reconstruction. Not only had Rothko’s colours faded, so too had those of the contemporary photographs of his murals that were to serve as the basis for a digital re-mastering of the actual paintings. Despite the methodologically dubious procedure of digitally re-mastering actual paintings on the back of digitally re-mastered photographs, there was customary breathless admiration for this latest claimed technical miracle:
“In the case of the Holyoke Centre’s Rothkos […e]ach had faded differently, depending on its original colours and how much sunlight it had seen. And various parts of individual paintings had faded at different rates, too. But modern technology allows optical illusions to be finely crafted indeed. The paintings are continuously observed by a high-resolution camera. Its images are compared, pixel by pixel, with the idealised versions provided by the restored photographs. A computer then works out, moment by moment, what mixture of light to shine back to make the faded originals match the vibrant reconstructions—with no messy repainting necessary. For now, the paintings remain under wraps while the museum at which they are stored is renovated. One day soon, though, they will be on display in all their illusory glory.”
There was no discussion of the consequences of viewers’ bodies blocking the projected “correcting” coloured lights. What we are witnessing in this heavily promoted technical bonanza is not a genuinely increased understanding of art by courtesy of scientific advances. If the attempt to increase public understanding of the degree to which even quite modern paintings have suffered alterations since their executions was a real ambition of museum staffs and conservation scientists, it would be imperative for them to discuss (and demonstrate) the largest single source of alterations and adulterations: “restoration” treatments. In the absence of such an agenda, what we see unfolding is a cultually diversionary Big Push by certain professional groups into new and uncontroversial employment pastures where the potential pickings and funding opportunities are immense – there is scarcely an old picture in existence where some pigments have not faded. This virtual remastering show is one that could run and run. But who might fund and who might execute research into all those paintings that suffered far more grievously from the chemical coshes of restorers?
The real problem in the arts is not an insufficiency of technical or scientific assistance. It is deeper and more fundamental. Its root lies within institutional withdrawals from exercising properly critical considerations. The non-appliance of due critical practices is long-standing. There were uncritical responses in the late 1990s when (as we reported in our first post) the National Gallery used a computer-manipulated photograph of an actual skull as the basis for a hypothetical virtual reconstruction of missing parts in Holbein’s “The Ambassadors” which led to the redrawing of Holbein’s skull in defiance (or ignorance) of the perspectival systems of the artist’s times. More recently, the Tate repainted large lost parts of a flood-damaged work on the basis of early colour photographs in the course of a “restoration”. In our uncritical, increasingly “virtual” cultural universe it is more urgent than ever that museum curators should return to acting primarily on sound scholarly appraisals and aesthetically informed insights, and that they should not further devolve their responsibilities to technicians who may or may not be properly alert to matters aesthetic and artistic.
Michael Daley
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